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Self-regulatory organizations
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#	Item
261	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 23, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-23 19:18:38 Economy of the United States Financial regulation Securities Exchange Act United States U.S. Securities and Exchange Commission NASDAQ SEC filing United States securities law United States Securities and Exchange Commission 73rd United States Congress
262	October 1, 2013 ______________________________________________________________________________ RE: MARKET DATA REVENUE (MDR) SHARING PLAN FAQs Add to Reading List Source URL: www.chx.com Language: English - Date: 2014-06-23 17:33:34 Chicago Stock Exchange Financial markets National market system plan Self-regulatory organizations
263	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-FINRAApril 24, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiven Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-24 15:26:15 Financial Industry Regulatory Authority Financial regulation United States Securities and Exchange Commission Financial economics Alternative display facility ACT U.S. Securities and Exchange Commission Securities Exchange Act United States securities law Self-regulatory organizations Economy of the United States
264	Microsoft Word - DGLYFSX-July2013-FINAL-APPROVED.doc Add to Reading List Source URL: www.digitalallyinc.com Language: English - Date: 2013-07-09 17:18:07 United States securities law NASDAQ Lenexa Kansas United States Business Self-regulatory organizations Economy of the United States Financial Industry Regulatory Authority
265	PDF Document Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2014-05-19 22:20:04 Financial system Financial regulation International Organization of Securities Commissions Financial markets Self-regulatory organizations Securities Industry and Financial Markets Association ICMA Korea Financial Investment Association Regulation Financial economics Trade associations Finance
266	PDF Document Add to Reading List Source URL: www.chx.com Language: English - Date: 2014-06-23 18:11:50 Economy of the United States Financial economics Self-regulatory organizations Chicago Stock Exchange Investment
267	PDF Document Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-07 17:49:28 Self-regulatory organizations Financial regulation Finance 73rd United States Congress United States Securities and Exchange Commission Financial Industry Regulatory Authority Registered Investment Advisor Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission United States securities law Financial economics Business
268	Member FINRA/SIPC/NASDAQ Fee Schedule ACAT – Non-ACAT Transfer (Transfer Out) $125 Add to Reading List Source URL: www.craigscottcapital.com Language: English - Date: 2015-02-04 08:00:52 Self-regulatory organizations Payment systems Investment Stock market Financial Industry Regulatory Authority Security Short Cheque Securities Investor Protection Corporation Business Financial economics Finance
269	Draft Secrecy agreement etc. between Company: Add to Reading List Source URL: studerende.au.dk Language: English - Date: 2011-11-14 07:57:59 Investment Financial services United States securities law Self-regulatory organizations Stock market Broker-dealer Order Financial Industry Regulatory Authority Financial economics Business Financial markets
270	Microsoft Word - EDGX_Retail_Order_Attestation.docx Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-04-16 13:03:32 Investment Financial services United States securities law Self-regulatory organizations Stock market Broker-dealer Order Financial Industry Regulatory Authority Financial economics Business Financial markets

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